SEC
-
Investing & Wealth
Activist Investors Face New SEC Disclosure Rules
The Securities and Exchange Commission (SEC) has introduced new regulations requiring US activist investors to disclose their clients in filings.…
Read More » -
Investing & Wealth
SEC Removes Key Hurdle for UBS Resolution Plan: A Path to Stability?
The US Securities and Exchange Commission (SEC) has taken a significant step by removing a long-standing legal obstacle to UBS’…
Read More » -
Banks & Payments
SEC’s 2026 Agenda: Will New Crypto Asset Rules Bring Markets Onshore?
The Securities and Exchange Commission (SEC) has unveiled its 2026 Regulatory Agenda, outlining a strategic push to establish clearer guidelines…
Read More » -
Banks & Payments
SEC’s New Operations Chief: Can Paul Knight Drive Regulatory Agility?
The Securities and Exchange Commission (SEC) has signaled a significant push for enhanced internal efficiency with the appointment of Paul…
Read More » -
Credit & Lending
Semiannual Reporting: What Does It Mean for Advisors?
The U.S. Securities and Exchange Commission has proposed allowing public companies to disclose earnings data twice a year, rather than…
Read More »
